-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VZgKdcB8jgvdAe19FVzHzydLJwnmLXcqzgWOOTYP9qaOND7lVtY5RAW2D5ToOPNk oN/tvFkkzFwaGOx7kVtNLQ== 0001012870-01-000640.txt : 20010223 0001012870-01-000640.hdr.sgml : 20010223 ACCESSION NUMBER: 0001012870-01-000640 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TVIA INC CENTRAL INDEX KEY: 0001109279 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943175152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60755 FILM NUMBER: 1539518 BUSINESS ADDRESS: STREET 1: 4001 BURTON DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089828588 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRAPHICS SYSTEMS INC DATE OF NAME CHANGE: 20000314 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIU KENNY CENTRAL INDEX KEY: 0000923064 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4001 BURTON DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 MAIL ADDRESS: STREET 2: 4001 BURTON DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 SC 13G 1 0001.txt SCHEDULE 13G KENNY LIU SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___) Tvia, Inc. ---------- (Name of Issuer) Common Stock, par value $.001 ----------------------------- (Title of Class of Securities) 87307P ------ (CUSIP Number) December 31, 2000 ----------------- (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ]Rule 13d-1(b) [ ]Rule 13d-1(c) [x]Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5
- ------------------------------------------------------------------------------------------------------------------ CUSIP No. 87307P - ------------------------------------------------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS Kenny Liu I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) - ------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - ------------------------------------------------------------------------------------------------------------------ 3 SEC Use Only - ------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------------------------------------------ 5 SOLE VOTING POWER 100,000 shares* ---------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 1,017,744 shares, 884,412 shares of NUMBER OF which are directly held by the Liu-Lee Family Trust, of which Mr. Liu is a SHARES trustee. The remaining 133,332 shares are directly held by Mr. Liu's minor BENEFICIALLY children. ---------------------------------------------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER 100,000 shares* ---------------------------------------------------------------------------------------- REPORTING 8 SHARED DISPOSITIVE POWER 1,017,744 shares, 884,412 shares of which are directly held by the Liu-Lee PERSON WITH Family Trust, of which Mr. Liu is a trustee. The remaining 133,332 shares are directly held by Mr. Liu's minor children. - ------------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,117,744 shares - ------------------------------------------------------------------------------------------------------------------ 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - ------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.1% - ------------------------------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ------------------------------------------------------------------------------------------------------------------
*Subject to applicable community property laws. Page 2 of 5 Item 1(a) Name of Issuer: Tvia, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 4001 Burton Avenue, Santa Clara, California 95054 Item 2(a) Name of Person Filing: Kenny Liu Item 2(b) Address of Principal Business Office or, if none, Residence: 4001 Burton Avenue, Santa Clara, California 95054 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common Stock, $.001 par value Item 2(e) CUSIP Number: 87307P Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a) (6) of the Act (c) [ ] Insurance Company as defined in section 3(a) (19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser in accordance with Section 240.13d-1(b)(1)(ii)(E) (f) [ ] An employee benefit plan or an endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent holding company or control person in accordance with Section 240.13d-1(b)(ii)(G) (h) [ ] A saving association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (j) [ ] Group, in accordance with Section 240.13d-1(b)(ii)(J) Not applicable. Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,117,744 shares of Common Stock (b) Percent of class: 5.1%. The calculation of percentage of beneficial ownership was derived from the Issuer's Quarterly Report on Form 10-Q for the period ending December 31, 2000, filed with Page 3 of 5 the Commission on February 14, 2001, in which the Issuer stated that the number of shares of Common Stock outstanding as of December 31, 2000 was 21,909,262. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 100,000 shares (ii) Shared power to vote or to direct the vote: 1,017,744 shares (iii) Sole power to dispose or to direct the disposition of: 100,000 shares (iv) Shared power to dispose or to direct the disposition of: 1,017,744 shares Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Includes 884,412 shares held by the Liu-Lee Family Trust, of which Mr. Liu is a trustee. The remaining 133,332 shares are directly held by Mr. Liu's minor children. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certifications Not applicable. Page 4 of 5 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2001. /S/ KENNY LIU -------------------- Kenny Liu Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----